jjlemon59961 jjlemon59961
  • 10-12-2022
  • Business
contestada

Under the Uniform Securities Act, prepaid advisory fees
1. must be detailed in the advisory contract
2. may not exceed 2% of the customer's deposited assets
3. in excess of $500 for 6 months or more of service require the adviser's balance sheet to be included in the brochure
4. may never be accepted1 & 3

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